1ST & MAIN INVESTMENT ADVISORS
TRULY INDEPENDENT ADVICE
Fiduciary responsibility to each relationship and independence from traditional brokerages, banks and wire-houses enhances our ability to deliver customized, adaptable planning and implementation
1ST & MAIN INVESTMENT ADVISORS
TRULY INDEPENDENT ADVICE
Fiduciary responsibility to each relationship and independence from traditional brokerages, banks and wire-houses enhances our ability to deliver customized, adaptable planning and implementation
About Us
In business for over 30 years 1st & Main Investment Advisors is a dually-registered independent investment advisory and financial planning firm committed to helping you and your family meet your financial objectives
Although not exclusively, we pride ourselves on servicing those similar to us
We do this in a professional, yet homey environment in which we strive to educate in terms that those who work with us can understand, take home, and apply to their everyday lives
Sharing core values, a strong work ethic, family-first and a work-life balance approach is important to us
We are pleased to have a presence in the Rocky Mountains and Southeastern United States to service diverse and growing populations of existing and emerging wealth
Services
SERVICES
At 1st & Main Investment Advisors we have found each component of investment and wealth advisory as critical to the family and business dynamic as we help grow, preserve, and transfer our clients' wealth
Services
SERVICES
At 1st & Main Investment Advisors we have found each component of investment and wealth advisory as critical to the family and business dynamic as we help grow, preserve, and transfer our clients' wealth
Investment Advisory Services*
1st & Main offers a proprietary tactical allocation strategy across various asset classes and sectors. Our disciplined investment process is driven by a belief in risk management of underlying exposure while maintaining a focus on security selection over a complete market cycle
Planning Services
By leveraging experience and technology we are in a position to build un-biased, objective goal-based written plans for clients in every life stage. The planning process is integral to our clients' success and should not be reserved to those nearing retirement. Account level integration and web based client portals allow for seamless communication at every step
Estate & Philanthropic Services
Many families find estate and philanthropic planning to be overly complex and with significant risk. 1st & Main often partners and coordinates with existing professional relationships, trust companies, legal and tax council or can introduce you the team of experienced advisors we know and trust
*Different types of investments involve varying degrees of risk including market fluctuation and possible loss of principal value. There can be no assurance that any specific investment strategy will be profitable
Team
OUR TEAM
We invoke a team approach and draw on various industry experiences in order to execute our recommendations in a dynamic, efficient and cost effective manner
Team
OUR TEAM
We invoke a team approach and draw on various industry experiences in order to execute our recommendations in a dynamic, efficient and cost effective manner
FRASER M HORN - Founding Partner Edwards CO
Fraser Horn graduated with a B.A. from Skidmore College in 1984. His career began as a specialist clerk on the New York Stock Exchange in 1984. Licensed in 1986 he then moved on to work for Fortune & Co. and then Titan Value Equities. He joined Continental Capital Investment Services (CCIS) in 1993. In 2003, CCIS merged with Berthel Fisher & Company Financial Services, Inc. Fraser remains dedicated to assisting clients achieve their goals through his knowledge and experience
DUDLEY M IRWIN - Sr. Partner Edwards CO
Dudley Irwin graduated with a B.A. from the University of Colorado in 1981. Licensed in 1987, he worked for wire-house Paine Webber & Company for 19 years. Dudley joined 1st & Main Investment Advisors in 2006. He brings an extensive working knowledge of the equity, fixed-income and alternative markets based on technical research and analysis
ALEX K SCHAEFER - Partner Greenville SC
Alex Schaefer graduated with a B.A. from Hobart College in 1999. Licensed in 2005, he spent three years with AXA Equitable, LLC gaining an extensive knowledge of the wealth advisory side of our business. Alex joined 1st & Main Investment Advisors in 2008 and relocated to Greenville, SC in August of 2013 to open a 1st & Main Investment Advisors office in the Southeast
R. JOSHUA ROACH CFP® - Partner Greenville SC
Josh is a graduate of the University of South Carolina Darla Moore School of Business where he earned degrees in Accounting, Marketing, and Management. Josh brings over a decade of experience in the financial services industry, focusing primarily on wealth management strategies for individuals and small businesses. Josh joined 1st & Main Investment Advisors in 2017.
Josh is recognized by the Certified Financial Planner Board of Standards as a Certified Financial Planner™ (CFP®). In addition to advising clients on key strategies to meet financial goals & objectives, Josh has significant experience overseeing operations and compliance related to financial services management.
Josh serves on the United Way of Greenville County Campaign Cabinet, the Advisory Board of Caine Halter YMCA, and is a member of the Greenville Estate Planning Council. He was recognized in 2014 by Greenville Business Magazine as one of Greenville's “Best and Brightest 35 and Under”, and has served on the National Kidney Foundation Golf Committee Board.
We are always seeking talented professionals to join the 1st & Main Investment Advisors team. If you or someone you know is interested in joining our investment and wealth advisory firm please email info@1standmaininvest.com or call 970-926-2500